<html><head><META http-equiv="Content-Type" content="text/html; charset=iso-8859-1"><title>Catalina Functional Specifications (6.0.39) - JNDIRealm</title><meta name="author" content="Craig McClanahan"><style type="text/css" media="print"> | |
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Catalina Functional Specifications | |
" border="0"></a></td><td><h1><font face="arial,helvetica,sanserif">Apache Tomcat 6.0</font></h1><font face="arial,helvetica,sanserif">Version 6.0.39, Jan 27 2014</font></td><td><!--APACHE LOGO--><a href="http://www.apache.org/"><img src="../images/asf-logo.gif" align="right" alt="Apache Logo" border="0"></a></td></tr></table><table border="0" width="100%" cellspacing="4"><!--HEADER SEPARATOR--><tr><td colspan="2"><hr noshade="noshade" size="1"></td></tr><tr><!--LEFT SIDE NAVIGATION--><td width="20%" valign="top" nowrap="nowrap" class="noPrint"><p><strong>Links</strong></p><ul><li><a href="../index.html">Docs Home</a></li><li><a href="index.html">Functional Specs</a></li></ul><p><strong>Administrative Apps</strong></p><ul><li><a href="fs-admin-apps.html">Overall Requirements</a></li><li><a href="mbean-names.html">Tomcat MBean Names</a></li><li><a href="fs-admin-objects.html">Administered Objects</a></li><li><a href="fs-admin-opers.html">Supported Operations</a></li></ul><p><strong>Internal Servlets</strong></p><ul><li><a href="fs-default.html">Default Servlet</a></li><li><a href="fs-invoker.html">Invoker Servlet</a></li></ul><p><strong>Realm Implementations</strong></p><ul><li><a href="fs-jdbc-realm.html">JDBC Realm</a></li><li><a href="fs-jndi-realm.html">JNDI Realm</a></li><li><a href="fs-memory-realm.html">Memory Realm</a></li></ul></td><!--RIGHT SIDE MAIN BODY--><td width="80%" valign="top" align="left" id="mainBody"><h1>Catalina Functional Specifications</h1><h2>JNDIRealm</h2><table border="0" cellspacing="0" cellpadding="2"><tr><td bgcolor="#525D76"><font color="#ffffff" face="arial,helvetica.sanserif"><a name="Table of Contents"><!--()--></a><a name="Table_of_Contents"><strong>Table of Contents</strong></a></font></td></tr><tr><td><blockquote> | |
<ul><li><a href="#Overview">Overview</a><ol><li><a href="#Introduction">Introduction</a></li><li><a href="#External_Specifications">External Specifications</a></li><li><a href="#Implementation_Requirements">Implementation Requirements</a></li></ol></li><li><a href="#Dependencies">Dependencies</a><ol><li><a href="#Environmental_Dependencies">Environmental Dependencies</a></li><li><a href="#Container_Dependencies">Container Dependencies</a></li></ol></li><li><a href="#Functionality">Functionality</a><ol><li><a href="#Operational_Modes">Operational Modes</a></li><li><a href="#Administrator_Login_Mode_Functionality">Administrator Login Mode Functionality</a></li><li><a href="#Username_Login_Mode_Functionality">Username Login Mode Functionality</a></li></ol></li><li><a href="#Testable_Assertions">Testable Assertions</a></li></ul> | |
</blockquote></td></tr></table><table border="0" cellspacing="0" cellpadding="2"><tr><td bgcolor="#525D76"><font color="#ffffff" face="arial,helvetica.sanserif"><a name="Overview"><strong>Overview</strong></a></font></td></tr><tr><td><blockquote> | |
<table border="0" cellspacing="0" cellpadding="2"><tr><td bgcolor="#828DA6"><font color="#ffffff" face="arial,helvetica.sanserif"><a name="Introduction"><strong>Introduction</strong></a></font></td></tr><tr><td><blockquote> | |
<p>The purpose of the <strong>JNDIRealm</strong> implementation is to | |
provide a mechanism by which Tomcat 6 can acquire information needed | |
to authenticate web application users, and define their security roles, | |
from a directory server or other service accessed via JNDI APIs. For | |
integration with Catalina, this class must implement the | |
<code>org.apache.catalina.Realm</code> interface.</p> | |
<p>This specification reflects a combination of functionality that is | |
already present in the <code>org.apache.catalina.realm.JNDIRealm</code> | |
class, as well as requirements for enhancements that have been | |
discussed. Where appropriate, requirements statements are marked | |
<em>[Current]</em> and <em>[Requested]</em> to distinguish them.</p> | |
<p>The current status of this functional specification is | |
<strong>PROPOSED</strong>. It has not yet been discussed and | |
agreed to on the TOMCAT-DEV mailing list.</p> | |
<p>The code in the current version of <code>JNDIRealm</code>, and the | |
ideas expressed in this functional specification, are the results of | |
contributions from many individuals, including (alphabetically):</p> | |
<ul> | |
<li>Holman, John <j.g.holman@qmw.ac.uk></li> | |
<li>Lockhart, Ellen <elockhart@home.com></li> | |
<li>McClanahan, Craig <craigmcc@apache.org></li> | |
</ul> | |
</blockquote></td></tr></table> | |
<table border="0" cellspacing="0" cellpadding="2"><tr><td bgcolor="#828DA6"><font color="#ffffff" face="arial,helvetica.sanserif"><a name="External Specifications"><!--()--></a><a name="External_Specifications"><strong>External Specifications</strong></a></font></td></tr><tr><td><blockquote> | |
<p>The implementation of this functionality depends on the following | |
external specifications:</p> | |
<ul> | |
<li><a href="http://java.sun.com/products/jndi/">Java Naming and | |
Directory Interface</a> (version 1.2.1 or later)</li> | |
</ul> | |
</blockquote></td></tr></table> | |
<table border="0" cellspacing="0" cellpadding="2"><tr><td bgcolor="#828DA6"><font color="#ffffff" face="arial,helvetica.sanserif"><a name="Implementation Requirements"><!--()--></a><a name="Implementation_Requirements"><strong>Implementation Requirements</strong></a></font></td></tr><tr><td><blockquote> | |
<p>The implementation of this functionality shall conform to the | |
following requirements:</p> | |
<ul> | |
<li>Be realized in one or more implementation classes.</li> | |
<li>Implement the <code>org.apache.catalina.Realm</code> interface. | |
[Current]</li> | |
<li>Implement the <code>org.apache.catalina.Lifecycle</code> | |
interface. [Current]</li> | |
<li>Subclass the <code>org.apache.catalina.realm.RealmBase</code> | |
base class.</li> | |
<li>Live in the <code>org.apache.catalina.realm</code> package. | |
[Current]</li> | |
<li>Support a configurable debugging detail level. [Current]</li> | |
<li>Log debugging and operational messages (suitably internationalized) | |
via the <code>getContainer().log()</code> method. [Current]</li> | |
</ul> | |
</blockquote></td></tr></table> | |
</blockquote></td></tr></table><table border="0" cellspacing="0" cellpadding="2"><tr><td bgcolor="#525D76"><font color="#ffffff" face="arial,helvetica.sanserif"><a name="Dependencies"><strong>Dependencies</strong></a></font></td></tr><tr><td><blockquote> | |
<table border="0" cellspacing="0" cellpadding="2"><tr><td bgcolor="#828DA6"><font color="#ffffff" face="arial,helvetica.sanserif"><a name="Environmental Dependencies"><!--()--></a><a name="Environmental_Dependencies"><strong>Environmental Dependencies</strong></a></font></td></tr><tr><td><blockquote> | |
<p>The following environmental dependencies must be met in order for | |
JNDIRealm to operate correctly:</p> | |
<ul> | |
<li>The desire to utilize JNDIRealm must be registered in | |
<code>$CATALINA_BASE/conf/server.xml</code>, in a | |
<code><Realm></code> element that is nested inside a | |
corresponding <code><Engine></code>, <code><Host></code>, | |
or <code><Context></code> element.</li> | |
<li>If the <em>Administrator Login</em> operational mode is selected, | |
the configured administrator username and password must be configured | |
in the corresponding directory server.</li> | |
<li>If the <em>Username Login</em> operational mode is selected, | |
the corresponding directory server must be configured to accept | |
logins with the username and password that will be passed to | |
<code>JNDIRealm</code> by the appropriate <code>Authenticator</code>. | |
</li> | |
</ul> | |
</blockquote></td></tr></table> | |
<table border="0" cellspacing="0" cellpadding="2"><tr><td bgcolor="#828DA6"><font color="#ffffff" face="arial,helvetica.sanserif"><a name="Container Dependencies"><!--()--></a><a name="Container_Dependencies"><strong>Container Dependencies</strong></a></font></td></tr><tr><td><blockquote> | |
<p>Correct operation of JNDIRealm depends on the following | |
specific features of the surrounding container:</p> | |
<ul> | |
<li>Interactions with <code>JNDIRealm</code> will be initiated by | |
the appropriate <code>Authenticator</code> implementation, based | |
on the login method that is selected.</li> | |
</ul> | |
</blockquote></td></tr></table> | |
</blockquote></td></tr></table><table border="0" cellspacing="0" cellpadding="2"><tr><td bgcolor="#525D76"><font color="#ffffff" face="arial,helvetica.sanserif"><a name="Functionality"><strong>Functionality</strong></a></font></td></tr><tr><td><blockquote> | |
<table border="0" cellspacing="0" cellpadding="2"><tr><td bgcolor="#828DA6"><font color="#ffffff" face="arial,helvetica.sanserif"><a name="Operational Modes"><!--()--></a><a name="Operational_Modes"><strong>Operational Modes</strong></a></font></td></tr><tr><td><blockquote> | |
<p>The completed <code>JNDIRealm</code> must support two major operational | |
modes in order to support all of the required use cases. For the purposes | |
of this document, the modes are called <em>administrator login</em> and | |
<em>Username Login</em>. They are described further in the following | |
paragraphs.</p> | |
<p>For <em>Administrator Login</em> mode, <code>JNDIRealm</code> will be | |
configured to establish one or more connections (using a connection pool) | |
to an appropriate directory server, using JNDI APIs, under a "system | |
administrator" username and password. This is similar to the approach | |
normally used to configure <code>JDBCRealm</code> to access authentication | |
and access control information in a database. It is assumed that the | |
system administrator username and password that are configured provide | |
sufficient privileges within the directory server to read (but not modify) | |
the username, password, and assigned roles for each valid user of the | |
web application associated with this <code>Realm</code>. The password | |
can be stored in cleartext, or in one of the digested modes supported by | |
the <code>org.apache.catalina.realm.RealmBase</code> base class.</p> | |
<p>For <em>Username Login</em> mode, <code>JNDIRealm</code> does not | |
normally remain connected to the directory server. Instead, whenever a | |
user is to be authenticated, a connection to the directory server | |
(using the username and password received from the authenticator) is | |
attempted. If this connection is successful, the user is assumed to be | |
successfully authenticated. This connection is then utilized to read | |
the corresponding security roles associated with this user, and the | |
connection is then broken.</p> | |
<p><strong>NOTE</strong> - <em>Username Login</em> mode cannot be used | |
if you have selected login method <code>DIGEST</code> in your web | |
application deployment descriptor (<code>web.xml</code>) file. This | |
restriction exists because the cleartext password is never available | |
to the container, so it is not possible to bind to the directory server | |
using the user's username and password.</p> | |
<p>Because these operational modes work so differently, the functionality | |
for each mode will be described separately. Whether or not both modes | |
are actually supported by a single class (versus a class per mode) is | |
an implementation detail left to the designer.</p> | |
<p><strong>NOTE</strong> - The current implementation only implements | |
part of the <em>Administrator Lookup</em> mode requirements. It does | |
not support the <em>Username Lookup</em> mode at all, at this point.</p> | |
</blockquote></td></tr></table> | |
<table border="0" cellspacing="0" cellpadding="2"><tr><td bgcolor="#828DA6"><font color="#ffffff" face="arial,helvetica.sanserif"><a name="Administrator Login Mode Functionality"><!--()--></a><a name="Administrator_Login_Mode_Functionality"><strong>Administrator Login Mode Functionality</strong></a></font></td></tr><tr><td><blockquote> | |
<h3>Configurable Properties</h3> | |
<p>The implementation shall support the following properties | |
that can be configured with JavaBeans property setters:</p> | |
<ul> | |
<li><code>connectionURL</code> - URL of the directory server we will | |
be contacting.</li> | |
<li><code>contextFactory</code> - Fully qualified class name of the JNDI | |
context factory used to retrieve our InitialContext. | |
[com.sun.jndi.ldap.LdapCtxFactory]</li> | |
<li>Additional configuration properties required to establish the | |
appropriate connection. [Requested]</li> | |
<li>Connection pool configuration properties. [Requested]</li> | |
<li>Configuration properties defining how a particular user is | |
authenticated. The following capabilities should be supported: | |
<ul> | |
<li>Substitute the specified username into a string. [Requested]</li> | |
<li>Retrieve the distinguished name (DN) of an authorized user via an | |
LDAP search string with a replacement placeholder for the | |
username, and comparison of the password to a configurable | |
attribute retrieved from the search result. [Current]</li> | |
</ul></li> | |
<li>Configuration properties defining how the roles associated with a | |
particular authenticated user can be retrieved. The following | |
approaches should be supported: | |
<ul> | |
<li>Retrieve a specified attribute (possibly multi-valued) | |
from an LDAP search expression, | |
with a replacement placeholder for the DN of the user. | |
[Current]</li> | |
<li>Retrieve a set of role names that are defined implicitly (by | |
selecting principals that match a search pattern) rather than | |
explicitly (by finding a particular attribute value). | |
[Requested]</li> | |
</ul></li> | |
</ul> | |
<h3>Lifecycle Functionality</h3> | |
<p>The following processing must be performed when the <code>start()</code> | |
method is called:</p> | |
<ul> | |
<li>Establish a connection to the configured directory server, using the | |
configured system administrator username and password. [Current]</li> | |
<li>Configure and establish a connection pool of connections to the | |
directory server. [Requested]</li> | |
</ul> | |
<p>The following processing must be performed when the <code>stop()</code> | |
method is called:</p> | |
<ul> | |
<li>Close any opened connections to the directory server.</li> | |
</ul> | |
<h3>Method authenticate() Functionality</h3> | |
<p>When <code>authenticate()</code> is called, the following processing | |
is required:</p> | |
<ul> | |
<li>Acquire the one and only connection [Current] or acquire a connection | |
from the connection pool [Requested].</li> | |
<li>Authenticate the user by retrieving the user's Distinguished Name, | |
based on the specified username and password.</li> | |
<li>If the user was not authenticated, release the allocated connection | |
and return <code>null</code>.</li> | |
<li>Acquire a <code>List</code> of the security roles assigned to the | |
authenticated user.</li> | |
<li>Construct a new instance of class | |
<code>org.apache.catalina.realm.GenericPrincipal</code>, passing as | |
constructor arguments: this realm instance, the authenticated | |
username, and a <code>List</code> of the security roles associated | |
with this user.</li> | |
<li><strong>WARNING</strong> - Do not attempt to cache and reuse previous | |
<code>GenericPrincipal</code> objects for a particular user, because | |
the information in the directory server might have changed since the | |
last time this user was authenticated.</li> | |
<li>Return the newly constructed <code>GenericPrincipal</code>.</li> | |
</ul> | |
<h3>Method hasRole() Functionality</h3> | |
<p>When <code>hasRole()</code> is called, the following processing | |
is required:</p> | |
<ul> | |
<li>The <code>principal</code> that is passed as an argument SHOULD | |
be one that we returned (instanceof class | |
<code>org.apache.catalina.realm.GenericPrincipal</code>, with a | |
<code>realm</code> property that is equal to our instance.</li> | |
<li>If the passed <code>principal</code> meets these criteria, check | |
the specified role against the list returned by | |
<code>getRoles()</code>, and return <code>true</code> if the | |
specified role is included; otherwise, return <code>false</code>.</li> | |
<li>If the passed <code>principal</code> does not meet these criteria, | |
return <code>false</code>.</li> | |
</ul> | |
</blockquote></td></tr></table> | |
<table border="0" cellspacing="0" cellpadding="2"><tr><td bgcolor="#828DA6"><font color="#ffffff" face="arial,helvetica.sanserif"><a name="Username Login Mode Functionality"><!--()--></a><a name="Username_Login_Mode_Functionality"><strong>Username Login Mode Functionality</strong></a></font></td></tr><tr><td><blockquote> | |
<h3>Configurable Properties</h3> | |
<p>The implementation shall support the following properties | |
that can be configured with JavaBeans property setters:</p> | |
<ul> | |
<li><code>connectionURL</code> - URL of the directory server we will | |
be contacting.</li> | |
<li><code>contextFactory</code> - Fully qualified class name of the JNDI | |
context factory used to retrieve our InitialContext. | |
[com.sun.jndi.ldap.LdapCtxFactory]</li> | |
<li>Additional configuration properties required to establish the | |
appropriate connection. [Requested]</li> | |
<li>Connection pool configuration properties. [Requested]</li> | |
<li>Configuration properties defining if and how a user might be looked | |
up before binding to the directory server. The following approaches | |
should be supported: | |
<ul> | |
<li>No previous lookup is required - username specified by the user | |
is the same as that used to authenticate to the directory | |
server.</li> | |
<li>Substitute the specified username into a string.</li> | |
<li>Search the directory server based on configured criteria to | |
retrieve the distinguished name of the user, then attempt to | |
bind with that distinguished name.</li> | |
</ul></li> | |
<li>Configuration properties defining how the roles associated with a | |
particular authenticated user can be retrieved. The following | |
approaches should be supported: | |
<ul> | |
<li>Retrieve a specified attribute (possibly multi-valued) | |
from an LDAP search expression, | |
with a replacement placeholder for the DN of the user. | |
[Current]</li> | |
</ul></li> | |
</ul> | |
<h3>Lifecycle Functionality</h3> | |
<p>The following processing must be performed when the <code>start()</code> | |
method is called:</p> | |
<ul> | |
<li>None required.</li> | |
</ul> | |
<p>The following processing must be performed when the <code>stop()</code> | |
method is called:</p> | |
<ul> | |
<li>None required.</li> | |
</ul> | |
<h3>Method authenticate() Functionality</h3> | |
<p>When <code>authenticate()</code> is called, the following processing | |
is required:</p> | |
<ul> | |
<li>Attempt to bind to the directory server, using the username and | |
password provided by the user.</li> | |
<li>If the user was not authenticated, release the allocated connection | |
and return <code>null</code>.</li> | |
<li>Acquire a <code>List</code> of the security roles assigned to the | |
authenticated user.</li> | |
<li>Construct a new instance of class | |
<code>org.apache.catalina.realm.GenericPrincipal</code>, passing as | |
constructor arguments: this realm instance, the authenticated | |
username, and a <code>List</code> of the security roles associated | |
with this user.</li> | |
<li><strong>WARNING</strong> - Do not attempt to cache and reuse previous | |
<code>GenericPrincipal</code> objects for a particular user, because | |
the information in the directory server might have changed since the | |
last time this user was authenticated.</li> | |
<li>Return the newly constructed <code>GenericPrincipal</code>.</li> | |
</ul> | |
<h3>Method hasRole() Functionality</h3> | |
<p>When <code>hasRole()</code> is called, the following processing | |
is required:</p> | |
<ul> | |
<li>The <code>principal</code> that is passed as an argument SHOULD | |
be one that we returned (instanceof class | |
<code>org.apache.catalina.realm.GenericPrincipal</code>, with a | |
<code>realm</code> property that is equal to our instance.</li> | |
<li>If the passed <code>principal</code> meets these criteria, check | |
the specified role against the list returned by | |
<code>getRoles()</code>, and return <code>true</code> if the | |
specified role is included; otherwise, return <code>false</code>.</li> | |
<li>If the passed <code>principal</code> does not meet these criteria, | |
return <code>false</code>.</li> | |
</ul> | |
</blockquote></td></tr></table> | |
</blockquote></td></tr></table><table border="0" cellspacing="0" cellpadding="2"><tr><td bgcolor="#525D76"><font color="#ffffff" face="arial,helvetica.sanserif"><a name="Testable Assertions"><!--()--></a><a name="Testable_Assertions"><strong>Testable Assertions</strong></a></font></td></tr><tr><td><blockquote> | |
<p>In addition the the assertions implied by the functionality requirements | |
listed above, the following additional assertions shall be tested to | |
validate the behavior of <code>JNDIRealm</code>:</p> | |
<ul> | |
</ul> | |
</blockquote></td></tr></table></td></tr><!--FOOTER SEPARATOR--><tr><td colspan="2"><hr noshade="noshade" size="1"></td></tr><!--PAGE FOOTER--><tr><td colspan="2"><div align="center"><font color="#525D76" size="-1"><em> | |
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